Compliance Internship – ReThink

Client Onboarding & Management

• Assist in customer onboarding & verification process, including documentation collection and validation to ensure compliance with AML rules and regulations (internal as well as for client).
• Provide ongoing support to Compliance Team with respect to client reporting (internal) to include updates to project tracker, client register, etc.
• Preparation of first draft of basic compliance and AML manuals under the guidance of the seniors
• Assisting in preparation of compliance training materials

Leads Management

• Be the first point of contact in relation to incoming leads
• Manage leads pipeline and assist in preparation of proposals
• Follow up on new requests and arrange meeting with Compliance senior team members
• Preparation of minutes from lead meetings

Research on Regulatory & Compliance Matters and assist in drafting factsheets, articles, whitepapers and presentations

Work on defined projects and perform other duties and responsibilities as assigned by the Director and/or Manager.

Work on process improvement initiatives (internal or for client) to include:

• Updating and maintaining templates and registers utilized by the Compliance team.
• Assisting with report sheets and other documentation required for Compliance reports for executive meetings, board meetings.
• Assisting with the preparation of routine meeting minutes.
• Assisting with the submission of required statutory filings.

Job Details

Preferred Candidate

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